Skip to content
misc.HOLDINGS

Compliance · 06

Public policies, in full.

Misc Holdings publishes its full suite of public-facing compliance and legal policies. These documents are reviewed at least annually by the Compliance & Conduct Committee and updated as required by law and operating practice. The version number on each document governs.

  1. 01
    AML / KYC
    Read →
  2. 02
    PEP / Sanctions
    Read →
  3. 03
    Privacy
    Read →
  4. 04
    Terms
    Read →
  5. 05
    Cookies
    Read →
  6. 06
    Disclosures
    Read →
99Reporting concerns

A confidential channel for whistleblowers and counterparties.

Suspected breaches of law, this code, or any of the policies linked above may be reported in confidence to the Compliance & Conduct Committee. Reports may be made anonymously. Misc Holdings prohibits retaliation against any person who raises a concern in good faith.

compliance@misc.ltd